Chief Compliance Officer & Financial Operations Officer: FINRA & SEC Licensed We provide regulatory compliance, strategic and financial operations consulting to Broker Dealers, RIAs, Hedge & Private Equity firms. Includes all FINRA / SEC initial registrations & ongoing annual compliance oversight, filings and on-site audit exams. Draft & file WSP, ADV & all regulatory compliance policies, liability risk gap analysis and corrective actions. Monitor all sales, marketing and client communications. We have extensive interaction with C-level stakeholders and regulators. Oversaw & passed SEC and FINRA on-site audit exams. Calculate Net Capital reserves, file Focus reports, annual audits and all capital related documents. Capital market knowledge includes global equity, debt & derivatives. Worked with hedge & private equity funds, insurance companies, banks & asset managers of global debt & equity asset classes. FINRA Licensed Series 7, 24, 27, 63, 65, 79 & 99, MBA-Finance
IT Security, Compliance; Governance; Policy & Procedure development and documentation
Expert in developing Risk Management practices, conducting Risk Assessment for Business Process & IT Systems, Developing BCP methodology, framework and assisting in implementing BCM plans. Developing information security policies & procedures. Conducting information security & privacy audits and assessments. ISO 27001 implementation support. Compliance audits for PCI, SoX etc.
We are a small niche consultancy providing solutions to a range of financial products. Our consultants have at least 10 years experience within their specific sector and are both locally based (UK) and Globally. We have experts that can assist you in researching the best solution for your product right through to delivery to your client. We have worked with all the European regulators as well as many other international ones and have also worked extensively with Mastercard and Visa. We take the approach that every business has individual needs which will require a tailored solution and believe that this is the key to the success of that business. Our services range from basic advice on regulatory matters to licensing applications, e-money solutions, pre-paid card solutions, Risk, Audits and Health Checks.
Providing expert accounting and bookkeeping for small to mid-size Government Contractors. Services include accounting system implementation (PROCAS), DCAA compliance, accounts payable, accounts receivable, revenue and expense recording, and representing contractors when responding to DCAA.
Independent managing consultant with 9+ years of Big 4 experience (KPMG, PwC) providing IT risk, security, compliance, readiness, and Internal Audit services and staffing on a contract/freelance basis (either 1099 or W2). Specialties: SOX 404, SOC 2/3 (prev. SysTrust), SSAE16/ISAE3402 (SOC 1), Data Center Physical Assessments, FISMA/NIST 800-53, Data Classification Assessments, Mobile Device Security, Wi-Fi security assessments, Disaster Recovery scoping. Significant experience working in the United Kingdom (UK) as well. CPA Licensed CISA Certified
I am a compliance and legal professional with nearly 20 years of bank, broker-dealer, investment adviser, alternative investment and commodity trading advisor experience. I have expertise in equity, fixed income, structured products, information barriers, capital markets and research issues. My strength is building a compliance program from the ground up and being a hands-on, team player who partners effectively with business leaders to help the company achieve its goals. My recent speaking engagements include:
Senior Level Executive with diverse experience in Finance and Business Administration for about 24+ years - last 14 years across Asia Pacific & PRC gathered in Indian & US MNCÂs. Experience in the entire Financial Accounting portfolio including taxation, audit, compliance, treasury. Skilled in partnering with business functions & top management, forming business strategies, pricing processes, improving business processes & cost drivers, resource allocation and efficient management.
I lead a full service Risk and compliance services company with significant experience working with startups and all the way to Fortune 50 companies. Hands on practitioner with ability to work across organizational hierarchy, a partner in your success.
I have been working for many years inhouse for large US and UK based financial institutions as a German trained lawyer and have indepth experience especially in the area of Compliance and Risk Management.
Searle Business Solutions, LLC, helps businesses and non-profits focus on their objectives, save money, and safeguard assets and revenue. Process improvements can be related to: o Program performance management and stewardship reporting o Corporate governance o Policy and regulatory compliance o Financial business cycles (e.g., accounts payable and receivable) o Financial reporting and chart of accounts structure o Contracting and procurement processes o Inventory and warehouse management (financial and physical controls) o Third-party provider performance and compliance reviews o Grant and other restricted fund accounting and reporting o Project management (IT and operational)
9 years of experience in bank compliance as Compliance Officer and 3 years to date experience in credit quality assurance reviews. Good in doing management reports, process flows and data analysis. Prefers also strategic and corporate planning, research and operations management. Has knowledge also in product development in terms of marketing materials designs.
GATP is a global organization, dedicated to provide outsourced Finance and Accounting expertise. We cater a niche market. We work with individuals, businesses and organizations that aim high & aspire to grow in this competitive market. By virtue of its business focus and experienced team, GATP provides services to its clients enabling them to completely focus on their core competencies. We help by saving your extensive time spent on non-core support functions like accounting, concerns about the cost of hiring accountants or bookkeeper, and providing real-time financial information for timely business decisions. We are extremely customer service oriented and we believe in adding value to what we deliver. We render specializations in QuickBooks, Quicken, Sage, Peachtree, MYOB, ERP, Microsoft Accounting, VT Transactions, US/UK/Canada Tax Returns.
I'm an established Business Manager with extensive experience (over 14 years) in Financial Services /NBFC/PE/VCF/AMC/BPO/IT/ITeS with world-wide operations. Specialties: Over 12 years of experience in diversified segments of Banking, Hedge Funds, Investment Management, New Client On Boarding, Customer Due Diligence, AML and KYC Compliance, Enterprise Risk Management (Credit Risk, Liquidity Risk, Market Risk, Operational Risk, Strategic Risk and Reputational Risk), Operations Management, payments processing, , Transfer agency functions and distribution management, Compliance, client/customer relationship management, investor relations, internal and external communications management and circulation, portfolio management services, Collections and recovery experience combining comprehensive financial and business analysis, high public relations, communication, negotiation, operations and leadership skills. Proven track history in improving operations and increasing profitability
Handled the computation of IHS Nigeria ltd.,Cummins West Africa Ltd.,also asisted in Access Bank,British American Tobacco of Nigeria's...etc compliance and ascertaining their liabilities.
An Ethics and Compliance Manager, with over 12 years of experience with Merck & Co. Inc. A proven ability to learn and apply legislative and compliance material into the companyÂs vision and mission for governing employees and productivity. A proven leadership ability to work with cross functional teams, executives, and all other employees to develop relevant and practical policies.
I am fluent in Spanish and English. My first language was Spanish. I have over 12 years of experience in the Brokerage Industry. I obtained my Series 7 & 63 in the year 2000 and is still current. I have also obtained the series 9 and 10. I have had many positions including trader and compliance officer. Duties have included trade errors, Series 7 training, translating services, and project management.
8 yrs experience in financial analysis and compliance with ~7 yrs experience working with Capital Market Regulator, SEBI in Compliance, Supervision, Licensing, Policy Making, Financial and Data Analysis for Joint Stock Companies for IPO listing, Mutual Funds,Collective Investment Schemes (CIS), Market Surveillance. Also worked in Investor Education and Awareness department of SEBI. Currently working as Assistant General Manager with SEBI
I have over 7 years experience as a Regulatory Compliance expert with global companies such as Procter & Gamble, GlaxoSmithKline and Pfizer on multi-billion dollar brands including Gillette, Venus, Aquafresh, Sensodyne, Olay and the Art of Shaving. I have a deep understanding of global regulatory requirements and guarantee to deliver only the most robust, accurate and timely service for your new products. As an entrepreneur myself, I know exactly how important it is to ensure a new product is ready for market in the smoothest and most seamless fashion possible. I will complete all regulatory activities on your behalf, leaving you free to concentrate on other aspects of your business.
An executive level professional with over twenty years of management experience in the areas of regulatory compliance, operations, internal auditing, accounting, finance and special investigations for both the public and private sectors. This incorporates a broad range of fiscal, operational, information system, compliance evaluations, investigations and other management advisory projects. The varied scope of these reviews required objectivity, strong analytical knowledge, and an ability to work independently. As a Certified Internal Auditor (CIA) that has conducted and/or overseen fraud and employee wrongdoing investigations and other limited scope audits, I have served the role as an independent oversight capacity for several organizations. Other additional experience of value include merger & acquisitions, regulatory due diligence, start ups, operational assessments, internal control evaluations and complaint mediation.
40 years experience in fields related to Retail/Mortgage Banking, Consumer Loans, Credit/Collections. Experienced in Â Trouble shooting for the Network Mortgage Processing Centers, including exposure to Credit desk, Processing, pre/post close functions, loan closing, QC and trailing docs. Â Assisted in the FTC nationwide class action settlement; and numerous other projects. Conducted Retail Credit reviews to assess and provide written communication on Banks quality/performance of credit portfolio, managementÂs controls over mortgage and home equity lending, securitized lending and loss allowance. Specializing in underwriting, policy exceptions, credit policy and procedure risk management, scoring and collection practices. Direct and indirect lending including, auto, broker, dealer or third-party loan originators and service providers, high risk and sub-prime lending, predatory lending issues and regulations, unfair/deceptive practices issues, consumer complaint resolution reviews.
Specializing in helping small to mid-sized businesses reduce IT Risk and prepare for HIPAA compliance reviews and audits, without breaking the bank or disrupting your existing team and daily operations. CIO, VPIT, IT Director: Diversely experienced, well-educated and certified IT professional (25+ years) continuously progressing into management (13+ years) with well referenced, stable tenures in various industries in both large corporations and entrepreneurial startups. Strong track record succeeding in the Business and People side of Technology. Cheerful, Enthusiastic, Proven Leader of People and Projects; Relationship Builder & Maintainer.
I have delivered many types of security solutions for companies such as Lockheed Martin, The Mc-Graw Hill Companies, Citizens Bank, Costco, Bank of New York, XL Capital, Microsoft and GCI. My technical knowledge spans Internet Security, Enterprise security architecture, design, encryption, operations, vulnerability assessment, risk management, business continuity management, regulatory compliance and audit. I am the primary author of the PCI Security Council e-commerce guidelines. I have presented security awareness discussions for Homeland Security, IBM and several the PCI Security Council. I work in the U.S., Middle East and Europe.
start ups in banking and financial services. Senior operational management with a good grap of marketing and client acquisitions. Board level experience and capacity building. Wants to pass on the 30 years of experience to the leaders of tomorrow. Multi lingual and world wide availability. Very commited and devoted to deliver results exceeding the set targets and goals.
Our Organisation: Apurva Business Support Services, is an Accounting, Tally Implementation, Taxation and Regulatory Compliance advisory firm. With the dedicated efforts of our 30+ Professionals team, we have build excellent rapport with our 75+ customers by providing value added service. Our team comprise of qualified resources such as CA, CS, MBA, Software engineers who are experts and have vast experience in mentioned service lines and almost all major industry sectors.Our team works closely with organisation to deliver measurable / quantifiable results.
Project Manager Project Management Professional (PMI PMP certification) with process/product development, engineering design,operations, sales & marketing, process controls , business management and enterprise management ERP/ERM (SAP R/3) experience. Possesses strong organizational management and facilitation skills. Strong leadership and strategic planning abilities, with keen aptitude for project management methodologies and procedures, work processes mapping and modeling, quality systems, design compliance and change controls, project controls (cost, schedule, quality, safety) and associated work processes. Effective communicator, able to build effective lines of communication and readily earns creditability with internal and external clients. A highly effective meeting facilitator. Readily grasps new concepts and perspectives. Quick to get on board and deliver results. To request a full resume please send request via Elance messaging or contact directly.
Founder has over 30 years practical international experience. Has implemented meaningful management reporting systems. Has oversaw, coordinated and prepared financial and operation reports for large multinational companies. Has investigated and prepared due diligence reports for investment projects and after acquisition liaised with local controllers to set up accounting systems and help resolve financial issues. Has designed and wrote compliance manual and policy and procedure manuals for multinational company. Interfaced, worked with and reported findings to senior management.
My Accounts & Compliance Consultants UK Limited is building better business in providing accountancy services from basic bookkeeping to more complex, tax and financial needs, We also provide training and compliance support to Money Services Businesses. We are team of ACCA qualified experienced Chartered Accountants to reduce your accounting, taxation and regulatory compliance burden and making life easier for you at low cost. We are registered with Information commissionerÂs office (ICO) in order to comply with data protection act. We are also registered with HMRC Money laundering regulation as accounting service provider in order to comply with relevant laws and regulations.
- A seasoned Process Improvement, Risk / Control and Internal Audit / Compliance Professional - Qualified Chartered Accountant (from India), MBA-Finance (from India) who has passed Uniform Certified Public Accountancy (CPA-USA) and Certified Information System Auditor (CISA-USA) Examinations as well. - Having 7 years of work experience in Internal Audit; Risk and Control Assessment; Process Documentation and Improvement; Regulatory Compliance (SOX, FSA, SSAE); and Finance Transformation. - Worked with Deloitte - Canada, Grant Thornton - India, Ernst & Young - India and EXL Services.com - India. - Worked in different capacities (project manager, auditor, consultant, liaison between internal department and external auditors/ consultants etc.). - Performed onsite/ offsite audits and consulting engagements for several companies/ branches based in India, UK and North America.
We provide a full spectrum of FINRA/SEC compliance consulting services to broker dealer and RIAs in all 50 US states. A sampling of our services include initial registration, on going compliance, FINOP, virtual principal, audit prep, etc.
Over 20 years of combined accounting, tax, auditing, human resources, corporate compliance, workers compensation, unemployment, and payroll.
Achievement-driven Finance professional; Enterprising leader with a solid record of contributions leading to lowered risk, heightened productivity & enhanced internal controls. A forward thinking person who is strong leader and team oriented. At ease with budgetary challenges, deadlines, and high pressure situations. Strong ability to influence thinking, forge strategic alliances and build consensus.
Professional with 18 years of experience in Financial Services. Across Risk, Regulation, Information Security,Business continuity, Anti- fraud, AML, Ethics , Data privacy.
*Knowledge of Bank Reconciliation *Quickly responding to queries *General office duties, answering phones, filling *Liaising with government agency, banks and auditors *Accurately and promptly processing documentation *Ability to deal with financial data *Reconciling payments with bills *Proficient in the use of computerized accounting systems and spreadsheets *Prepare payments for signature *Knowledge of electronic banking systems *Recording all cash activity on a daily basis
A Process oriented, management professional who excels at analyzing, prioritizing and completing tasks in a professional manner. Offering 12 years of ITES / Indian Banking Industry experience specializing in financial services domain, willing to work for projects of appreciable challenges.
Absaroka Bookkeeping + Consulting has assisted multiple start-ups and established companies with growth and productivity over 20+ years. We offer assistance with bookkeeping and consultation to save companies substantially regarding accounting and tax preparation costs.
We specialize in providing cost effective compliance and internal audit solutions to our client.
HR professional with extensive experience in evaluating the total employment process to ensure adherence to federal and state regulations as well as identifying areas of risk. Expertise in recruitment and talent management, EEO, Affirmative Action, compensation, HRIS systems, and employee relations.
Â Proficient in managing multiple priorities and projects within tight deadlines. Â Proven ability to define critical weaknesses and institute improved processes for maximum efficiency. Â Experienced professional in the development and documentation of policies and procedures to meet business
Financial and operations process consultant with expertise in the application of 9Yahds process software in small and large organizations and across numerous Automate, design, standardize, restructure and digitize corporate functions, procedures, and processes to meet productivity, training and compliance objectives. 9Yahds and I offers a process solution that "Makes Work Easier" for your entire organization!!! http://www.9yahds.com/
Tactical Rabbit offers premier intelligence services, including private investigations and intelligence reporting. With sophisticated military experience and analytical thinking, we access data that will help give our clients the answers they need. Tactical Rabbit intelligence reports are providing our clients with meaningful interpretation of non-traditional data Â going beyond internet research. Our skilled intelligence officers make clandestine contact with the targets acquiring the necessary intelligence. Tactical Rabbit Specialists are former: - U.S. Special Forces. - CIA Field Operation Officers. - FBI Special Agents. - DEA Special Agents. - Financial Experts. - Presidential Advisors.
BDCS LLC offers comprehensive Compliance Solutions for Existing and Newly Formed Broker Dealers. BDCS can assist you with your NMA/CMA as well as offer FINOP, CCO, and Supervisory Licensing Solutions for your new or existing business. BDCS also offers an array of other standard, outsourced solutions that are cost effective to the Industry's smaller firms that do not yet have the resources to hire on full time staff. With all of the new Rules and Regulations governing our Industry BDCS can provide specific services with over 25 years experience and clean Form U4s
Assist clients through business and IT consultation, leveraging management and end-to-end enterprise architecture skills, to provide understanding and/or unlocking value on IT investments based on business, IT and technology strategies. A strategist with an exceptional interest and eye for detail. 30+ years' industry experience. Thrive when contributing at a global and/or multi-national corporate level; as a visionary, senior leader, manager and/or enterprise architect; applying complimentary thought leadership, operation management and leadership, enterprise and domain architecture, programme and project management skills. Operate at corporate mid/senior to executive level, offering a diverse and innovative leadership approach gained at leading South African corporate enterprises in Finance, Insurance, Banking, Health and Manufacturing. Enterprise architecture skill incl. architecting, methodology practice, governance and compliance, knowledge and operational management.
I am a dedicated professional towards my work. and ready to accept challenges.
LT&A provides Government Contracting audit support. We will assist you in setting up Government Compliance group, policies and act a the company representatie during DCAA audits. We also provide contracts management services and general support.
Human Resource professional with progressive hands on experience in diverse small-to-mid size organizations. Resourceful, organized team player able to provide business partnership and HR guidance to both management team and employees. Recognized for being ethical, fair, and approachable with a focus on the big picture. Strong hands-on approach, can manage diverse projects simultaneously and with excellent communication skills. Experience working with business partners, employees, and stakeholders in Europe, Asia, and South America.
Application Security Consulting and security assessment of web/mobile applications. - Vulnerability assessment , - Application security assessment for Web applications, iphone and android apps - Application Penetration testing - Secure code reviews,SAST. - Application threat modeling - Standards and Compliance (PCI DSS,FDIC) Specialties:Application Security Certified Ethical Hacker (CEH) Secure Application Development (C#.NET ,ASP.NET , SQL Server) GSSP .NET
8 years of Experience in auditing,analytical work, and risk assurance. Audited several different fields such as operational, compliance, financial, accounting, and IT. I am very honest and hardworking. Looking for telecommuting job in auditing/accounting/risk areas.
An effective seasoned result-oriented professional with extensive multi-functional experience spanning of 8 years with national, multinational and chartered accountant firm; track record encompassing numerous achievements in areas of Internal Auditing, Budgeting & Planning, Insurance Management, Business Process Reengineering, System & Process Improvements, Major Clients Distribution and Logistics Management for major projects, Internal Controls & Implementation of Best Practices. Received 2 appreciation awards in 2012 & 2013 for valuable contribution in Business Process Reengineering.
Safe Quality Food Institute (SQF) Registered Consultant. Independent Contractor since 1996. HACCP Plans I have created were FDA-approved, CFSAN & Process Authority Reviewed (Seafood, Smoked Fish, Bottled Beverages, Baked Goods, Acidified Foods and LACF, RTE & Produce). Implemented GFSI certification programs in the USA and International. Nationally recognized Food Safety Trainer, courses accredited by the International HACCP Alliance.
Qualified Company Secretary (CS) (India) and Bachelor of Commerce. Associate Analyst at SG Analytics Pvt. Ltd, providing IFRS and Financial Analysis services to international clients. Additionally working experience at Apte Joshi & Associates, Company Secretary firm based in Pune, India.
NSquareM is a Finance Process Outsourcing (FPO) solution and consultation provider. We have built lasting relationships with our clients based on consistent high-quality service delivery, trust and confidence. The long-standing careers of our leadership team in the Banking, Financial Services, Accounting and Oil and Gas segments enables us to provide an unmatched insight and understanding of our clients' business. Our domain expertise combined with a process centric approach, an unparalleled track record of seamless process migration and consistent service delivery help us achieve customer satisfaction. We are a team of Chartered Accountants with expertise in Quickbooks, XERO, MYOB, Tally, Busy and other Accounting Software. We provide all clients with a fixed fee quote before work commences and a complimentary due diligence. We provide our clients customized reports as per their need. Visit us at www.nsquarem.com
Broad experience of seven years in all aspects of accounting and financial management. Hands on experience in the development and implementation of strategic plans to ensure company growth. Exposure to Financial Accounting as per U GAAP , financial planning, Budget development and management, Cash Flow Management, Business Valuations, Consolidation of Accounts , International taxation and SOX compliance . Ability to manage multiple assignments efficiently under extreme pressure while meeting deadlines.
Licensed Property/Casualty Agent since 2004, specializing in Commercial Real Estate.
Over eighteen years human resource generalist and infrastructure design. Solid experience in talent management, full life cycle benefits and implementation, employee relations development, training and organizational development, change management, policy writing and strategic development. Established a reputation for aligning human resources with corporate business objectives and flexibility for working with C-level execs, management and line employees.
AUDITOR & TAXATION FINANCIAL ANALYST ACCOUNTING EXPERTISE
Â Flexible, innovative self-starter with excellent organizational, communication, interpersonal, analytical, problem solving, and customer service skills to partner with all levels of the organization. Â Proactive Human Resources professional with over 18 years of experience in a variety of HR practice areas including, but not limited to, employee relations, organizational, leadership and employee development, talent acquisition, HR technology, performance management, and writing as an HR subject matter expert. Â Ability to effectively manage teams, work with limited supervision and manage multiple projects without assistance to ensure successful completion of company, department, and individual goals. Â Experience supporting multiple diverse, fast-paced business environments across a variety of industries.
Participative Business Professional; solution oriented, results focused, entrepreneurial and practical. Progressive leadership experiences have created a passion for surpassing financial and service objectives. Recognized strong adherence to working well as a team member with exceptional work ethics. Maintain a well-honored ability to evaluate operational needs and implement strategies with profitable results. * International Sales and Marketing * General Management and Finance * Budget Planning and Administration * Team Building, Mentorship and Leadership * Market Analysis * Business Development and Pricing * Foreign Agent and Distributor Development * Proposal Development * Foreign and Domestic Problem Solving * Strategic Planning * Operational Expansion and Turnaround Strategies * Operational and Organization Systems Innovation * New Systems Design and Development * Revenue Generation * Contract Negotiation * Turnkey Project Development and Management * Logistics
1.I'M Chartered Accountant with 14 years of experience in handling Direct and indirect taxation of India ,US Payroll, Financial accounting based on INDIAN and US GAAP , IFRS .US Payroll , Procedure for setting up business/branch office to he in India ,Able to help to start business in India , FEMA , All taxation related work , All statutory requirements , Making of Accounts on the basis of US and Indian compliance ,US and Indian statutory compliance,Making of books of accounts in Quick books ,tally .Payroll by ADP or people soft software 2.SAP FICO implementation. 3.Project report for project finance. 4.CMA data base and projections of Bank finance. 5.Fill up forms for bank Finance. 6.Data analysis 7.ADP Payroll 9.Quick books accounting. 10.Tally accounting
Expert in security strategy and architecture for payments, ecommerce, and online / mobile banking
For the past thirteen years, I have been working at Metropolitan Atlanta Rapid Transit Authority (MARTA) as program manager. I have achieved consistent and remarkable results in execution and completion of IT solutions projects and managing end-user relationship by prioritizing customer satisfaction. At MARTA, I have successfully administered a number of projects carrying out detailed budget analysis, performance and project reviews, productive resource allocation including labor planning, and coordinating activities between IT and end-users. In addition, I have a substantial experience of working with technical teams. In essence, I have achieved phenomenal results in leading project teams through all stages of typical project lifecycle well within the deadlines. With my talents, ambitions and exceptional project management and organizational skills, I am very confident that IÂll be a valuable asset to your company.
Certified and dependable HR professional with a masters degree and experience across several industries, including: staffing , government contracting, retail, construction, and facilities services. In addition to these experiences, I thoroughly enjoy writing and have written many articles, resumes, newsletters, radio scripts, advertisements, policies, handbooks, etc.
I am a Compliance generalist with specific experience in the Sales and Trading aspects in addition to Proprietary Trading. I am also tutoring students in the preparing for the series 3,4,7,9,10,24,55,63,65,66 exams and building up my FINRA exam prep business. Specialties: trading,risk arbitrage,institutional sales, teaching FINRA licensing exams,compliance,sales supervision,trading and market making,AML
An Associate member of the Institute of Cost Accountants of India. Having almost 5 years of cross cultural experience in the areas of internal auditing, SOX Compliance, internal control framework & finance / accounts. A versatile, analytical and hard-working person with a practical approach, who always seeks to achieve the best result. Able to collect and analyze information, digest facts/figures and quickly grasp complex issues and matters. A person with an objective to be innovative, creative and distinguished for both organisational and personal growth.
Offer a substantial background in the financial services industry with proficiency in fraud prevention, regulatory compliance, risk management, customer service and personnel management. Excel in researching, gathering and analyzing complex data, choosing appropriate course of action, and reporting findings. Possess considerable business acumen and a strong reputation for trustworthiness and discretion. Proven capabilities in staff training/development, performance management, and employee relations. Expert knowledge of BSA/AML (Bank Secrecy Act/Anti-Money Laundering) regulations and requirements. Selected Accomplishments: Â Recognized and awarded by management at Wells Fargo & Co. for continually exceeding expectations. Â Handpicked to oversee private bank accounts within Wells FargoÂs Private Client Services (PCS) division based on exceptional performance. Â Consistently ranked #1 in all performance areas during role as Fraud Specialist at Wells Fargo. Â Ranked as top pr
I offer over 13 years of progressively senior level experience working in USA and Australia in the Finance & Compliance department overseeing broad aspects of the company's analytical, compliance and accounting functions. I have several years of financial accounting and reporting experience gained on Oracle financials and SAP, along with a Bachelors degree in Commerce (Major: Auditing and Accounting) and Masters in Electronic Commerce (Major: Electronic Business Information Systems). With my extensive experience, excellent communication skills, work ethic, organization skills and strong interest in this role I am confident I have all it takes to secure a new challenging role.
PHR certified Human Resources Manager with eight years of progressive generalist experience in the medical, retail, and financial services industries. Equally passionate about service excellence and making decisions that will drive my organization to profitability and consistent sustainable success. * Employee Relations * Talent Acquisition * Compliance * Benefits Administration * Coaching * Performance Management * Investigations * Compensation * Wellness * Recognition * Leadership Development * HRIS
My Experience * Health Care Compliance and policy specialist *Management/Operations Specialist *Health Care Economist I develop and implement policies for home health, and community health organizations (CONs). I also specialize in budgets and strategic planning. I have spoken on policy all over the U.S. and have mentored hundreds of health care providers. Let me show you how to bring your firm into compliance and expand services for increased revenues. Specialties: Policy Devlopment and implementation, Strategic planning, Home Health program development
Searching for a new position. Willing to consider any job worldwide. International trade, compliance and logistics management professional working with high tech and consumer products. Solid background in Customs compliance and classification, systems, metrics, cost reduction and sourcing. Known for high level of service, sense of urgency for internal and external customers and creating order out of chaos. Experienced in cross functional teams. Licensed US Customs Broker, expired. Specialties:
Perceptive, accounting and tax professional offering more than 18 years of financial and general management experience within information technology, shared services, manufacturing, banking, and government sectors. Hands-on, analytical, resolute, team player and has an aptitude in simplifying complex processes. John is a graduate of accountancy from San Beda College in 1987 and passed the CPA board examination in May 1989. He is currently the Group Tax Manager for Atlantic Gulf & Pacific Company of Manila Inc. AG&P is a 113 year old company involved in infrastructure fabrication, modularization, construction and asset support services. He previously worked as Global Tax Manager for Music Group Macao Offshore Limited (Philippines) ROHQ handling global tax planning and compliance and transfer pricing and as Tax Manager for SunPower Philippine entities handling tax compliance and planning. He was also Country Tax Manager for IBM Philippines, Inc. handling tax compliance and planning
Redco Textiles Ltd - Listed on Karachi and Lahore Stock Exchanges BDO- Pakistan Grant Thornton- Pakistan Specialties: - Accounting & Financial Reporting - Auditing - Statutory Compliances
I am a Certified Chartered Accountant since 2003 from Cairo University, and Certified Internal Auditor since 2008. I have more than twelve years of experience in the field of external audit, Internal Audit, Finance and Accounting (six years of experience in UAE and seven years in Egypt) including five years in Regional Managerial Level. I gained and acquired my experience through enormous multinational and local organizations and companies in different field and sectors that I served as external auditor and being employed by, my most recent responsibilities are: Â Conduct financial, operational and compliance audits to assess controls, operational efficiencies and compliance with policies, procedures and regulations. Resolve audit problems that occur and develop modifications to coverage and schedule Â Conduct periodic training workshops to promote awareness of IFRS, US GAAP, and SOX requirements and others....
Principal Consultant having experience in wide variety of business applications in financial domain - banks, Insurance, delivery risk management (large transformation program). Currently working with Head risk & compliance practice, working on latest financial regulations/acts and PMO for the R&C practice. Previously was working on a Corp.Init. on Ensuring MSA Compliance - Risk management for major accounts and creation /optimization of of ERM (Enterprise Risk Mgmt) framework for software delivery units. Interested in banking domain, large deals - proposal reviews, setting up new teams, program management, Transition mgmt, PMO function, SLA measurement & processes, ADM contract management, Tracking compliance to contractual obligations, financial regualtions /acts and Orgwide change mgmt.
Highly efficient and knowledgeable reimbursement professional with over 20 years of medical billing, accounts receivable management, staff supervision and project management experience in high volume environments. Versed in contract analysis, trend reporting, payment/adjustment posting, HIPAA compliance, hospital and professional billing. Highly skilled in the fast/efficient identification and resolution of billing issues to maximize revenue streams and cash flow. Excellent employee, with presentation development skills. Vital experience handling numerous commercial, managed care and over 40 state Medicaid programs and insurance claims. Knowledge of over 30 Healthcare Billing/Patient Account Systems.
BANKER with almost 4 yearsÂ experience in Compliance, Risk & Control, Project Building; proficient in the relevant laws and regulations; skilled in internal systems of bank and security. MY ACCOMPLISHMENTS ÂWell deal with the urgent GM trading setting cases, and praised by regional & local managers via Email to all; ÂHandled AML full-scope review project, and saved the cost by almost 2 personsÂ working time in DB; ÂEnhanced the AML key operating procedure, and improved the efficiency by more than 50% in DB;
I provide tax compliance, financial analysis, and business analysis for individuals or companies. Vision: Standard of Masterpiece I challenge myself to make my next job my next masterpiece-I am passionate about continuous improvement and learning, so I try not to leave any stone unturned. Mission: Deliver material value to my clients in a quick and efficient manner. Core Values: Trust, Efficiency, Improvement, and Passion Please contact me if you are interested in working with me.
Tax planning and compliance
Over 30 years experience in accounting in for profit and nonprofit environments. Experienced with QuickBooks, QuickBooks payroll and Microsoft Office. Office management, bank reconciliations, profit/loss, balance sheet, and Excel spreadsheets.
I am a proven professional specializing in IT Risk Assessments and Risk Mgmt, PCI Compliance, Sarbanes %u2013 Oxley Compliance, IT and Systems Audit, Fraud and Policy and Process Engineering. I am currently the Owner of Evans Audit Group, LLC. I specialize in IT risk assessments and risk management, IT and systems audit PCI and Sarbanes %u2013 Oxley compliance. In my current contract I have been responsible for all compliance and internal audit initiatives for multiple locations throughout North America for a small public company. I have extensive experience in IT Audit, internal audit, Sarbanes %u2013 Oxley 404, Cardholder IS Program (CISP) / Payment Card Industry (PCI) Data Security Standards, systems integration, risk assessment, data analysis, controls design and testing, business systems, process reengineering and project and team management. I have listed a copy of my resume, which more fully details my qualifications for an employment or contract opportunity.
Qualified accountant based in Cheshire(UK), in practice since 1990, with 'in-business' experience, providing a personalised service to local, national and UK based international businesses and individuals. My services are offered face-to-face and online, including week-ends and evenings. I provide comprehensive and ad-hoc business/tax planning, administrative and compliance services and advise to both employees and self-employed. I also offer help with late/last minute compliance, funding and 'one-off' needs, including accounting software selection and training, and support-staff recruitment. I can work with a team, on-site, off-site and remotely. I am also available on a part-time basis as your in-house 'Finance Person', to provide the knowledge and expertise much needed for a start-up or growing business (who does not have the resources or need of a full-time person). I am also available to act as Agent for overseas businesses who wants a UK presence or trading partner.
Highly motivated CPA and self starter that excels on deadlines and challenging projects. Significant exposure in all areas of SEC compliance and financial statement preparation and consolidation. I'll take a good product and make it great.
Experience: More than 15 Years Expertise: Microsoft Technologies, Accounting, Compliance, Operations, Business Development and IT systems experience. We not only strives to complete your project within the time, cost and quality parameters, we are committed to the privacy and security of your data (long after the completion of your project). Our committment is backed up by the world renowned US legal system at your recourse. Article Worth Reading: http://www.freelanceadvisor.co.uk/freelance-technology/what-are-your-biggest-data-privacy-concerns/ We specialize in Microsoft Dynamics GP (formely GreatPlains), Microsoft Dynamics CRM, Windows Server, SQL Server, Compliance & Auditing, Business Operations, System Fraud Prevention, Custom Reporting, etc.. We also support 3rd party products.
SSAE 16 SOC2 for cloud security SAS 70 Audit HIPAA/ HITECH Complaince COBIT Intellectual Property and Privacy Assurance
CPA/Consultant, Former US Defense Contract Audit Agency (DCAA) Auditor. 24 years experience in government contracts accounting and compliance. Certified Acquisition Professional, US Department of Defense. B.S degree in accounting & finance; MBA degree in finance
Senior accounting professional with ten years of extenstive experience in finance and accounting. Possess strong analytical skills capable of analysing and resolving business problems through implementation of systems, procedures, and best practices for processs improvement. Additional expertise includes: Financial Statement Analysis | Variance Analysis | Taxation | Auditing | Cash Flow Forecast | Evaluation of Financial Controls and Compliance | Mitigate Financial Risks | Microsoft Office Tools | Sage Peachtree Accounting System | SAP
Goshen Business Group, LLC (formerly Brown Accounting Solutions, LLC) serves the financial and business compliance consulting needs of small to large sized businesses and the self employed. What makes GBG unique is the suite of specialized services that we customize for your organizationÂs particular needs. We ensure that every client receives personal attention, competent service, and superior customer service in a timely manner.. The CEO of GBG, JeFreda Brown, is one of AmericaÂs Premiere Financial & Business Compliance Coaches. She has over 16 years of business experience in numerous areas such as accounting, finance, real estate, tax planning, federal auditing (DoD), low income housing tax credits, project and compliance management, contract administration, human resources, and teaching. JeFreda is a former Senior Auditor with the Defense Contract Audit Agency (DCAA). She is also a licensed Realtor in Alabama, Speaker, Author, & Business Trainer.
I am a Senior Professional in Human Resources (SPHR), and the founder of Connect to HR, LLC. Connect to HR, LLC is a boutique Human Resource Consulting firm. I have extensive experience in all aspects of Human Resources, both as a corporate professional and as a consultant. My goal is to help companies maximize their most important resource Â their employees! In addition, I help organizations meet their unique HR and legal compliance needs by providing HR services that are customized to their particular situation. Please visit http://connecttohr.com for more details. You can also view my LinkedIn profile at www.linkedin.com/in/michellemendozaconnecttohr/
Orion Systems has provided attorney-drafted website privacy policies, terms and conditions, disclaimers, employment contracts and website compliance services since 2003. Our documents and services help business owners both online and off-line to prevent lawsuits, fines, problems with customers, advertisers, and members, and to comply with the laws and regulations governed by the Federal Trade Commission, the state of California, Canada, and other regulatory agencies. Our website policies and agreements are drafted by attorneys who are experienced in Internet law and have served clients like Pfizer, the Chicago Board of Trade, Lloyd's of London and Fireman?s Fund Insurance. We are a current member of the Better Business Bureau and have an A+ rating. We strongly believe in the philosophy of providing high-quality documents and great customer service.
I have specialized in the setup and operation of businesses, tax planning, tax return preparation and tax problem resolution for over 30 years and have an advanced graduate level education in taxation. I will show you how to use advanced strategies to reduce your tax liability and protect your assets. I have advised and represented many clients with tax problems and negotiated settlements for substantially less than the amount owed. I represent businesses, individuals and non-profit organizations across the United States and around the World. I am very efficient, affordable and extremely discrete. You will receive my close personal and professional attention. I will help you to avoid and resolve problems. I will work with you to help you grow and guide you to success. I will help you to have a better understanding of your finances, so you will have less surprises and more control over
Full Cycle Human Resources Professional with over 18 years HR experience across all industries, with Exceptional capabilities in Compensation, Recruiting, Benefits, Payroll, Start Up Implementation, Performance Management and Compliance. Also very well versed in Policy and Procedure and Handbook Development and Benefits Negotiations.
A Chartered Accountant with expert knowledge in audit and an expert tax planner. Accounting and compliance work experience.
Review of my credentials will indicate that I am a certified management accountant of Canada and already have more than 10 yearsÃÂ experience working as an accounting/finance manager where I had the oversight of compliance, forecasting, planning and analysis. With more than 10 years of progressive experience in accounting, I can be best described as a result orientated Finance person with proven abilities in operational and strategic planning, business performance analytics, and disciplined expense management in the financial sector. I am also driven to deliver focused process improvement and actions resulting in faster quarterly close cycles, increased service quality and reduced process costs. Experience has taught me how to build strong relationship with all departments at an organization. I have the ability to work within a team as well as independently. My goal is to grow professionally while confidently delivering value to the organization
I am an experienced risk professional with a track record of having worked full time with reputed Indian and US organisations. My expertise lies in corporate credit risk analysis, with broad sector and transaction experience, for large corporate clients in the Financial Sponsors and Leveraged Finance sectors, which includes portfolio management.
Risk and compliance professional with over nine years of experience serving public and privately-held clients, with extensive experience leading worldwide compliance programs on behalf of Fortune 500 companies executing SOX readiness and SOX compliance, internal audit and enterprise risk management strategies, SOC1 and SOC2 engagements, and program management projects. Proven record of success leading cross functional and international teams.
25-year experienced tax CPA specializing in IRS audit defense. Have been responsible for directing the IRS audit defense matters for individuals and Fortune 500 companies.
I have worked extensively with small to medium size companies to set up, correct and develop HR departments to ensure long term compliance, employee engagement and streamline administration.
I have a Bachelors degree in Business Management with a focus on Leadership Studies. I have experience in accounts receivables, payroll auditing, customer compliance, customer service, data entry, community outreach, sales and marketing along with a passion for improvement.
I am Practising CA in India Looking After Compliance & Assurance Services in India Having a great Expertise in Education, Retails & Finance Sector Assurance Services. We offer Tax & other compliance services to Various Indian Clients We are also providing the start up & Regulatory Services for conducting Business & activities in India. Also done accounts Finalisation for a UK Accountant in respect of his Client along with partial book Keeping. Actively involved in the assurance Service ( Channel ) for leading education Company in India. Actively involved in the assurance Service ( Stores ) for a Retail Chain in India.
Human Capital Resources Management for more than 20 years experience and has played significant and key roles in maturing organizations human capital management capabilities where she brings deep subject matter expertise in HR and is able to tailor industry best practices for fast growing. Strong track record of building and transforming organizations in order to support customer service excellence, operational efficiency and strategic growth. Available for interim executive support, special projects, third party meditation, audit and compliance reviews, and strategic advisory assistance
I am a licensed certified public accountant in the Philippines. I am currently working as a compliance analyst in the company I am working with right now. I love solving analytical problems. And I am well versed with accounting problems.