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Financial Services Compliance Conultant Needed
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Legal > Other - Legal

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The client has made the following changes to the job.


Job canceled.

Nov 6, 2011

Job Description

  |  Change History >>


  • Posted: Mon, Jun 06, 2011
  • Time Left: Closed
  • Location: Anywhere
  • Client prefers freelancers from:

    You are still able to submit a proposal for this job.

    The client prefers freelancers from
    a different location.

    You're still able to submit a proposal for this job, regardless of your location.
  • Start: Immediately
  • Hourly Rate: Not Sure
  • Hrs/wk: 10 | Duration: 4-6 months
  • Work View™ Payment Protection
  • U.S. freelancers must have W9
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What I need or require:
A compliance consultant or ASO with experience in FINRA and SEC compliance for software development as well as private insurance company compliance approval for development and design of marketing materials.

What I already have versus what the provider will deliver:
I have a compliance department to review final product, but they are only available for review of smaller scope projects and marketing pieces providing final approval. The provider will deliver expertise on creating a process to develop a software/marketing program for financial planners that will be accepted by most major broker dealers.

Specific expertise/background that I am seeking:
Experience in getting advertising, marketing, and illustration system approval from Broker Dealers. Knowledge of how their approval process works to provide feedback on streamlining the project ideas and goals to assist in developing a product that will be easily approved.

Timeframe for delivery:...

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Job ID: 24596556
Hourly Rate: Avg $ | High $ | Low $ — Show Pricing
  • Submit Date (Latest)

 United States  |  
Startup attorney, specializing in contract work at affordable rate for entreprenuers and small businesses needs.
 0.0   |  $0 Earnings   |  0 Jobs
Bid ID: 24770013  |  Submitted: Jun 17, 2011 07:48 ET 
Proposal SEALED
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