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Richard Foote | Elance
 
176985602337900
Last Sign-in: Sep 3, 2014

Richard Foote

Supervisory Analyst, Series 16 and 63
   United States
  |   Tannersville, NY

Overview

Minimum Hourly Rate $3

Experienced Series 16 Supervisory Analyst and department manager with over seven years SA and 20 years analyst experience. Strictly enforce compliance of company policy and procedures (disclosures, restricted list, media approvals, dissemination via BlueMatrix and Jovus, daily interaction with compliance staff and control room personnel, and analyst trade approvals), FINRA objectives, NYSE Rule 472, NASD Rule 2711, and Regs FD and AC. Expertise encompasses SA editorial review (including fixed income) for report quality, control, look and...

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Skills (4)

Tested
Supervisory Analyst
Series 16 and 63
Equity Analyst for over 20 years
Department Manager overseeing equity analysts an an SA
Overview  |  Job History  |  Resume/C.V.

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  • 12 months
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richardgfoote
Type
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Member Since
September 2014
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Richard Foote | Elance

Richard Foote